FAN Solutions for Advisers

FAN services provide solutions for experienced financial professionals who seek to become Fiduciary Advisers under PPA:

  • ERISA Plan advisers
  • General investment professionals
  • Adviser associate

  
Requirements FAN has incorporated the definition of Fiduciary Advisers under the Pension Protection Act (PPA) of 2006 and the requirement for compliance with existing laws and regulation into the requirements for certifying advisers. Learn more
Turnkey solution Designed for the experienced professional that is either familiar or not with the corporate market and the requirements of ERISA. Qualified investment professionals are educated, certified and provided with the required documentation. Learn more
 
Training Plan adviser take ERISA and fiduciary adviser training. Learn more
Certification Certification is derived from the due diligence required for fiduciary advisers to meet the obligation of plan sponsors for prudent selection and periodic review. Learn more
Annual Audit Plan sponsors must meet this requirement of the PPA. Learn more
Record Keeping FAEnroll is the record keeping and billing service of the Fiduciary Adviser Network (FAN). FAEnroll captures eligible investment advice arrangements (EIAA), participating employees and performs the required billing and collections. Learn more

PPA requires level compensation...

Quoted from the Act: (i) provides that any fees (including any commission or other compensation) received by the fiduciary adviser for investment advice or with respect to the sale, holding, or acquisition of any security or other property for purposes of investment of plan assets do not vary depending on the basis of any investment option selected...