The Pension Protection Act of 2006 (PPA) defines the role of Fiduciary Advisers and relieves employers of all liability for the advice provided to employees by qualified Fiduciary Advisers, subject to certain disclosures, prudent selection, periodic review and an independent annual audit.

Basic certification includes the solutions required for a financial professional to be a successful Fiduciary Adviser. Certification includes:

• Training required for Fiduciary Advisers
• Due diligence and audit for the required disclosures
• Promotion and sales support
• Adviser Network to provide leads

Annual Certification Cost per Adviser:

Less than 10 Advisers	$1,995 + mailing*
10 -99 advisers	$1,495 + mailing*
100 or more advisers	$1,295 + mailing*

* $1.50 per client mailing for clients without a valid email address

On-line Application

To complete the application on-line, please click on apply now below.

Printable Application

To complete and mail the application, please click on print application below.    

Please mail or fax the forms and payment to:

Fiduciary Adviser Network

C/O Dalbar, Inc.

Federal Reserve Plaza

600 Atlantic Avenue

Boston, MA 02210 FAX: 617-624-7200

Associate Advisers

To print an Associate Adviser application, please click on print application below.